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| Business Printing Technologies Report October 2001 TABLE OF CONTENTS New Security Technologies for Printed Documents What Happened to My HCFA 1500? How to Use The BPTR Discussion Bulletin Board The BPTR is best viewed through a Web browser. Click here to open this issue in your browser. Subscribe/Unsubscribe/Change of Address: Click here to go directly to our subscription change form. For information about advertising in the BPTR, click here to reach the Townsend Group, DMIA's advertising representatives. EDITORIAL STAFF: Dennis McGarry, CDC Managing Editor Jennie Gordon Design & Layout Submit articles, questions, or letters to: BPTR Editors/DMIA 433 E. Monroe Ave. Alexandria, VA 22301-1693 P: 703/836-6232 F: 703/836-2241 mailto:dmcgarry@dmia.org ©Copyright 2001 by DMIA. All rights reserved. Published in the United States of America. This publication may not be reproduced, stored in a retrieval system, or transmitted in whole, or in part, in any form or by any means, electronic, mechanical, photocopied, recorded, or otherwise, without the prior permission of DMIA, 433 E. Monroe Ave., Alexandria, VA 22301-1693. http://www.dmia.org |
New Security Technologies for Printed Documents By Franklin J. Garner, III NOTE: Due to the limitations of electronic document transmission, the high-resolution details of actual printed specimens cannot be accurately depicted. Please contact the author for hard-copy examples of the technologies discussed herein. Pixels and Paper The building block of digital imaging is the pixel. Pixels are those tiny points of light that you see on your computer display when you examine it with a magnifying glass. On color displays, carefully focused pixels are arranged in red, green, and blue clusters to simulate various hues that are modulated in brightness to approximate color intensities. Laser printers apply a charge to a magnetic recording surface with a sweeping beam that flashes at the center points of pixels. Scanning machines reverse the action of the pixel to "read" an image through a moving array of sensors. Pixels are the smallest addressable element under the control of the device. The spacing of these pixels is referred to as the resolution of the display, scanner or printer. Within the printing industry, device pixels are truly microscopic. Imagesetting machines that make printing plates create pixels that are approximately 1/2500 of an inch (or smaller) in size. Compared to a standard computer display, these machines have as much as 30 times more pixel resolution. Although computer displays cannot accommodate images at these resolutions, regular printing plates and paper handle them well. Hundreds of pixels are typically illuminated together to create a halftone dot. For instance, a single halftone dot used in standard 133-line commercial printing is constructed from 366 (or more) individual pixels. Based of the virtues of offset halftone printing, a new technique has been developed that exploits papers exceptional resolution-holding potential. Now, a halftone dot itself is being used to store microscopic images. And once printed on paper, these images cannot be accurately copied. Conventional Halftone Technology Halftone screening dots have been in use for years to enable the printing of continuous tone images. To print various tones of color on paper with printing presses and ink or toner, the area of color must be converted to halftone dots (or lines) of an appropriate radius or thickness, with the (normally white) base paper (or other substrate) color showing through. Close examination of almost any commercially printed document will reveal these halftone dots. The inventors of halftone screening have strived to develop methods to generate halftone dots that are free from artifacts, and that render printed images which are as faithful as possible to the original continuous tone (unscreened) original. Typically, conventional halftone dots are shaped as solid squares, filled circles or ellipses, filled diamond shapes, and/or solid lines, and they are used to print everything from newspapers and magazines to elaborate security documents such as checks and certificates. Halftone dots are successful in visually representing tones and images on a printed object because the human eye merges the dots into a perceived continuous tone. This occurs because the dots are typically very small, and only obvious if the printed document or object is enlarged or magnified.
LogoDot Technology Called LogoDot, this patent-pending invention describes a method to capture any image such as a corporate logo, a photograph, or a key word or phrase, and to convert that image into a microscopic halftone dot. The dot can also include tonal variation features. The technology allows for the use of custom dots as a substitute for the conventional square, round, elliptical, diamond and/or other shaped dots typically used in normal commercial printing. Through this invention, all or selected areas of a printed image can be rendered in LogoDots that can be verified with a magnifying device. The ability to include one's corporate logo or self-portrait as a repetitive microscopic image within a printed document or object has the appeal of extreme personalization as well as providing original document validation. Capture Any Image The dot designer can capture a "seed" image to use as the LogoDot. The image can be scanned from a hard copy of the image or obtained via a digital camera or other means. The image then is reduced to a rectangular bit-map with an overall pixel count not to exceed 255 x 255 pixels. Using standard desktop publishing pixel-editing software, the bit-map is edited to indicate the preference for progressive illumination of the pixels from white to black, by making the most prominent pixels black, the least prominent pixels white, and the order of tonal variation across the dark to light spectrum in various shades of gray. The resultant seed image is saved from the pixel editor program then processed into a LogoDot consisting of illumination ranking instructions.
These coded instructions are then stored in a dot library and can be utilized with postscript imaging devices to create printing plates, negatives, and/or films that contain the LogoDots. Like conventional halftone dots, LogoDots automatically adjust their tonal density from white to black, and all variations of gray level between black and white, dynamically according to the attributes of the graphical element or the wishes of the graphical designer. The microscopic images are inserted during the documents or printed objects creation and/or composition. Because all other aspects of the documents production are unaffected, LogoDots provide an economical means to create and print highly personalized documents. LogoDots can be used in combination with conventional halftone dots for rendering any graphical object, e.g.. photographs, raster images, logos, symbols, text and typefaces, rules and lines, circles, arcs, splines, colored areas, borders, pantographs, patterns, and any other graphical element found or used in a commercially printed document.
The Ideal Graphical Security Feature One of the first applications of LogoDots is for the manufacture of printed security documents. Desktop publishing systems with low-cost scanners and color printers have made it easy for criminals to counterfeit all but the most secure documents. In addition, photocopying equipment has improved, especially in the case of color copiers, and the many "void" pantographs are no longer reliable. New color copiers compensate for subtle tonal variations with remarkable results, producing near perfect copies that cannot easily be identified as copies. Documents that contain LogoDots have a magnifying glass symbol that shows an enlarged image of the custom halftone dot utilized within the document. Since the LogoDot does not photocopy, a quick check with a magnifier will reveal if the document is an original. Not only does the LogoDot fail to photocopy, it tends to degrade and spoil the appearance of the document. The ideal graphical security document feature is something that is commercially simple to print yet difficult to copy, and usable as a non-intrusive background image on an original that subsequently interferes with the documents legibility on the copy. The perfect security document is easily verified and provides a high level of confidence in its authenticity. The LogoDot technology has the potential to offer these benefits. Good Original Bad Copy To help understand the copy-resistant phenomenon that is occurring, consider the widely used graphical security technique known as "microtext". With microtext, words or phrases are printed in very small letterforms that can barely be perceived with the naked eye. These tiny letters are too small to be accurately copied by most of the available scanners and photocopiers. The resulting copy yields a "blot" instead of a legible letterform, and a string of letters or words often copy as a fuzzy line. Similarly, LogoDots are micro-images that darken and distort during the copying or scanning process. For further protection, LogoDots of different micro-images can be composed together to create hidden messages or symbols. When a copy is made, different LogoDots degrade at different rates, which results in a pronounced visual disparity in the copy. A mixture of LogoDots and standard halftone dots can also be used together within a composite image, and when their densities are set to similar gray levels, the human visual perception blends them together and gives the illusion of a uniform density spread. However, when sampled (seen) by a photocopier or scanner, the custom dots "pop out" resulting in a lighter or darker gray (or color) value being rendered. Much of the darkening effect is due to toner trapping within the microscopic details of the embedded LogoDot images. Another reason that the LogoDots do not precisely photocopy or scan is due to the unique arrangement of the pixels that make up the microscopic image within the LogoDot. For a given tonal density (e.g. 40%), the same number of pixels within a custom halftone LogoDot cell are illuminated (set to black) as for a conventional 40% halftone dot cell. Although the pixel count is the same, the fact that the pixels are arranged into a non-conventional microscopic image causes the LogoDot to have reflective and/or transmissive properties that are slightly different than the reflective and/or transmissive properties of conventional halftone (e.g. round) dots. For these reasons, LogoDots provide a method to embed hidden warnings, phrases, images, logos or other graphical elements to self-cancel the counterfeit copy. When combined with other graphical features such as relief lines, guilloche patterns, phantom images, and warning bands, cost-effective graphical security can be added to almost any printed document. Nanostructures and Other Emerging Technologies For the highest level of graphical document security, extremely minute encrypted nano characters and other geometric structures can be printed in a specific pattern configured for forming an anti-copy latent warning message, which appears when copied. These nanostructures, invented by Verify First Technologies and marketed as NaNOcopy, comprise a message that is printed in such a way so as to take advantage of the limitations of digital optical scanning systems and toner or ink jet output The nano technology printing is latent to the casual first line visual inspection, but the visual density disparity between the nano printing pattern and other printed background exhibited on the copied document is effected by the darkening of the nano configured warning message when copied. Additionally, the nano structures can be uniquely printed to formulate certain encrypted information or an algorithm calculation for further verification and protection from counterfeiting or alteration. This information can be in the form of numbers, words, or combined with LogoDots to, in effect, embody a separate message, such as indicia indicating validity, date printed, customer name, and/or secret numerical code, within the latent warning message. There are many non-graphical solutions to incorporate security into a printed document. However, these usually contribute substantial added expense to the manufacturing process. Some of the most common protective techniques are to use special inks (e.g. fluorescent), special papers (e.g. embedded filaments), chemical additives (e.g. magnetic or thermochromic reactive coatings), affixed devices (e.g. holograms), pre-treatments such as watermarks, and post treatments such as embossing. While there are compelling reasons to utilize many of these techniques, the addition of security features via purely graphical methods can be done much more economically, without a major change in the traditional print manufacturing processes. Although non-graphical security techniques and devices may be suitable for the particular purpose to which they address, they are not economical for manufacturing the broadest spectrum of highly personalized and protected documents. For strong document security, layers of graphical and nongraphical features need to be employed. Appleton Security Products, in partnership with Spectra Systems, has recently developed the Pocket Eye handheld reader (Figure 4) that can detect the combination of a substrate embedded UV coded taggant with the presence of other data such as a digital watermark. The UV coded taggants, trademarked TechMark, are embedded into the substrate and are covertly coded so only the Pocket Eye reader can identify them. Unless the reader identifies the presence of the TechMark code, the data carrier cannot be opened. In conjunction with NaNOcopy and LogoDot, a digital watermark, a data glyph, RF chips or bar codes, TechMark acts as the key in a lock and key system. This combination creates an incredibly strong document security system. In this scenario, even the best criminal minds would have difficulty reverse engineering the three combinations of elements to replicate the encrypted NaNOcopy/LogoDot - the UV coded TechMark taggants and the digital watermark. The Pocket Eye reader could read all, or combinations of the three, offering maximum protection, before it would open or verify the documents authenticity.
Franklin Garner is president of AMGRAF, Incorporated, in Kansas City, Mo. He can be reached by email at fjg281@hotmail.com Companies Mentioned in this Article: Amgraf, Inc. 1501 Oak Street Kansas City, MO 64108 (816) 474-4797 FAX (816) 842-4477 www.amgraf.com Appleton Papers Inc. 825 E. Wisconsin Ave Appleton, WI 54912 (920) 734-9841 FAX (920) 991-8080 www.appletonpapers.com Spectra Systems Corporation 321 South Main Street Providence, RI 02903 (401) 274-4700 FAX (401) 274-3127 www.spectra-science.com Verify First Technologies, Inc. 1760 Commerce Way Paso Robles, CA 93446 (805) 238-2503 FAX (805) 238-7213 www.verifyfirst.com Want to join a discussion on this article? Click here to go directly to the BPTR Discussion Bulletin Board. BACK TO TOP What Happened to My HCFA 1500? HCFA Changes Name to CMS The Health Care Financing Administration (HCFA) has officially changed its name to Centers for Medicare & Medicaid Services (CMS). Due to this change, all agency forms will also undergo a change to reflect the new name. According to the CMS, as stocks are depleted, forms will be reprinted changing all HCFA references to CMS. The "Revision Date" and "Contact Agency" will not change. Once the form has been reprinted as a CMS form, PDF Form numbers will adopt the CMS prefix. Both the "HCFA" and "CMS" versions are acceptable for use during this phase-in process. As is the case with many government forms, the CMS is making its forms available in Portable Document Format (PDF) for informational purposes. The forms that are currently available electronically are underlined in blue in the link below. http://www.hcfa.gov/forms/ Want to join a discussion on this article? Click here to go directly to the BPTR Discussion Bulletin Board. BACK TO TOP The BPTR Discussion Bulletin Board The BPTR Discussion Bulletin Board is an online, interactive forum where you can post messages, read messages and reply to messages related to topics discussed in the Business Printing Technologies Report. At the end of each article in the BPTR, you will find a link to a related discussion. Just click on those links to go directly to that particular discussion forum. Once there, you can also check out the "FAQ" link to read more details on the different features of the BPTR Discussion Bulletin Board. To use the BPTR Discussion Bulletin Board you must first register. Print these instructions or open a second browser window so you'll have something to follow while you register. Here's how to register:
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